资源介绍
2017
2018
STUDY SESSION 1
STUDY SESSION 1
ETHICAL AND PROFESSIONAL STANDARDS
ETHICAL AND PROFESSIONAL STANDARDS
READING 1. CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT
READING 1. CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT
a.describe the six components of the Code of Ethics and the seven Standards of Professional. Conduct;
a.describe the six components of the Code of Ethics and the seven Standards of Professional. Conduct;
b.explain the ethical responsibilities required of CFA Institute members and can- didates in the CFA Program by the Code and Standards.
b.explain the ethical responsibilities required of CFA Institute members and can- didates in the CFA Program by the Code and Standards.
READING 2. GUIDANCE FOR STANDARDS I–VII
READING 2. GUIDANCE FOR STANDARDS I–VII
a. demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations;
a. demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations;
b. recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.
b. recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.
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